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MONTGOMERY-Authorities announced that Robert Craig Rudder of Warren, Michigan, was arrested on Feb. 28, 2017 by the Special Operations Unit of the Warren, Michigan Police Department, under the direction of Deputy Commissioner, Matthew Nichols. Rudder’s arrest stems from an October, 2016 Jefferson County, Alabama Grand Jury indictment charging him with multiple violations of the […]
MONTGOMERY, ALABAMA (July 6, 2016) Lyn Head, District Attorney for the 6th Judicial Circuit, Tuscaloosa County, Alabama; and Joseph Borg, Director of the Alabama Securities Commission (ASC) announced that on June 15, 2016, Terry Earl Hester, of Banks, Alabama turned himself in to the Tuscaloosa County Jail, based on an arrest warrant issued after […]
MONTGOMERY, ALABAMA (June 28, 2016) Lyn Head, District Attorney for the 6th Judicial Circuit, Tuscaloosa County, Alabama; and Joseph Borg, Director of the Alabama Securities Commission (ASC) announced that on June 24, 2016, James Friend Liebes, of Paradise Valley, Arizona was arrested by the Maricopa County Sheriff’s Office for alleged violations of […]
MONTGOMERY– Joseph Borg, Director of the Alabama Securities Commission (ASC) announced the finalization of a Consent Order with LPL Financial, LLC, a Boston, Massachusetts-based investment firm, in connection with an investigation of the firm’s sales transactions of non-traded Real Estate Investment Trusts (REITs) to Alabama investors. ASC, together with state securities regulators from multiple […]
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